Department of Labor and Regulation

South Dakota Division of Insurance Securities Reentry Program

These rules implement an examination validity program and maintaining qualifications program for eligible broker-dealer agents, investment advisers, and investment adviser representatives and update the examination requirement for investment adviser and investment adviser representatives.

New content is added below as the draft rules move through the rule-making process.

Interim Rules Hearing
Important Dates
Public Hearing:
Comment Deadline:
Interim Rules Committee Hearing:
Filed-Secretary of State:
Rule Effective:

Agency Contact: Jerry McCabe mail to: