Department of Labor and Regulation

Updates to the Division of Insurance's administrative rules relating to securities.

These rules correct outdated references to the Division of Securities, establish notice filing requirements for Reg A--Tier 2 offerings and crowdfunding offerings, and add two manuals that may be used when determining if a transaction is exempt from certain registration requirements.

New content is added below as the draft rules move through the rule-making process.

Interim Rules Hearing
Important Dates
Public Hearing:
Comment Deadline:
Interim Rules Committee Hearing:
Filed-Secretary of State:
Rule Effective:
Agency Contact: Tom Hart mail to: